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16 Jul 2021, 7:08 am
Commodity Futures Trading Commission, Plaintiff/Appellee, v. [read post]
29 Oct 2007, 9:41 pm
COMMODITIES TRADING May a Futures Commission Merchant Sue a Board of Trade for Failure to Keep a Commodities Exchange Honest? [read post]
20 Nov 2013, 6:07 am
Miller, and Ryne V. [read post]
30 Oct 2018, 2:30 pm
Sept. 26, 2018). [2] Commodity Futures Trading Comm’n v. [read post]
11 Oct 2018, 2:45 pm
Sept. 26, 2018). [2] Commodity Futures Trading Comm’n v. [read post]
12 Nov 2018, 6:30 am
Crypto Currency can be a Commodity A federal judge in Massachusetts agreed with the Commodity Futures Trading Commission’s view that virtual currencies are commodities under the Commodity Exchange Act and subject to federal regulation. [read post]
9 Apr 2009, 4:23 pm
Commodity Futures Trading Commission (CFTC) announced that it obtained a federal court order against William D. [read post]
15 Jan 2016, 9:24 am
Commodity Futures Trading Commission (CFTC) unanimously approved proposed enhanced rules on cybersecurity for derivatives clearing house organizations, trading platforms, and swap data repositories. [read post]
6 Mar 2014, 10:54 am
Last week, the Staff of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory 14-21 on the subject of “Gramm-Leach-Bliley Act Security Safeguards. [read post]
Five years of CFTC’s virtual currency enforcement activities analyzed in Cornerstone Research report
7 Aug 2020, 7:33 am
The report noted that the majority of legal actions brought by the CFTC involved charges of fraudulent schemes, with 14 out of the 19 of those matters alleging the misleading of investors in the trading of commodities, commodity futures contracts or options. [read post]
28 Nov 2011, 8:57 pm
Under no circumstances shall any portion of customer funds be obligated to a clearing organization, any member of a contract market, a futures commission merchant, or any depository except to purchase, margin, guarantee, secure, transfer, adjust or settle trades, contracts or commodity option transactions of commodity or option customers. [read post]
25 Oct 2022, 10:46 am
Securities and Exchange Commission v. [read post]
2 Jan 2014, 4:28 pm
v=j0pl_FXt0eMWilliam F. [read post]
2 Jan 2014, 4:28 pm
v=j0pl_FXt0eMWilliam F. [read post]
14 Jun 2015, 2:00 pm
Cases like Commodity Futures Trading Commission v. [read post]
2 Aug 2022, 11:04 am
Caroline Pham, a Republican member of the Commodity Futures Trading Commission, characterized the SEC’s action as a “striking example of regulation by enforcement. [read post]
7 Feb 2011, 5:56 pm
Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW, Washington, DC 20581 Telephone: (202) 418-5430 Facsimile: (202) 418-5536 February 2, 2011 To: All Commodity Pool Operators Attention: Chief Financial Officer Subject: Annual Reporting for Commodity Pools The Division of Clearing and Intermediary Oversight (“DCIO” or “Division”) of the Commodity Futures Trading… [read post]
5 Sep 2019, 8:23 am
Davis, and Deputy General Counsel also filed appearances in the case on behalf of the Commodity Futures Trading Commission.A strange trip its been. [read post]
7 Aug 2018, 9:07 am
Hargan (Kavanaugh, J., dissenting), remanded on mootness grounds, Azar v. [read post]
27 Nov 2014, 12:00 am
Commodity Futures Trading Commission (“CFTC”) announced he intended to introduce regulations to the Bitcoin marketplace. [read post]